VP of Wealth Management Compliance - Sumitomo Mitsui Banking Corporation

The Private Wealth Middle Office Compliance Officer plays a pivotal hybrid role across the compliance and middle office function, ensuring the smooth operation of client due diligence, regulatory and business controls as well as regulatory reporting administration for high-net-worth clients. Acting as a key interface between front office, operations, compliance and other control functions, whilst dual-hatted, you will be engaged with Nikko client KYC review, sanctions, adverse media screening a…