Legal Consultation for CIRO Registration and Regulatory Matters

I am seeking a lawyer with expertise in securities regulatory and CIRO registration matters. Background: - I previously worked with TD Investment Services and recently discovered an issue disclosed on my Form 33-109F1 Notice of End of Individual Registration. - The matter involves an internal TD investigation from two years ago, where TD alleged forgery of a signature. I dispute this allegation as the document was not trade-related, did not involve money, and was unrelated to client trades. - I left TD before the investigation concluded and am now concerned about how this disclosure may impact my future CIRO registration.

Requirements

- Review my Form 33-109F1. - Provide advice on options and next steps. - Advise whether I should contact CIRO or TD before pursuing another securities registration. Ideal Skills: - Experience with CIRO/OSC registration processes. - Expertise in securities regulatory compliance. - Legal consultation experience in similar cases.