Compliance and Administrative Assistant

NFB Asset Management is a botique asset management company based in Sandton, Johannesburg and are seeking to employ a Compliance and Administrative Assistant to provide compliance and administrative support. KEY RESPONSIBILITY AREAS: Compliance Assistant Responsibilities FAIS: Financial Advisory and Intermediary Services Act (FAIS) To maintain a FAIS Compliance Risk Management plan for the business as required. To ensure that there is a strong and effective FAIS policy and procedures manual in …